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REGULATORY COMPLIANCE

The scope of this service focuses on compliance with various consumer regulations. Institutions can select full, limited or risk based approaches, depending upon their needs. For instance, the following presents an example of the regulations covered under different approaches:

1- Based on the Federal Reserve Bank’s regulation risk matrix as published by the Federal Reserve Bank (Compliance Corner, 3rd Quarter 2002). Examiners utilize these risk ratings for planning the scope of examination coverage.

2- Not Rated